traps for the unwary

In December, the Securities and Exchange Commission (“SEC”) fined an investment adviser $100,000 for violating the SEC’s pay-to-play rule.  The SEC’s rule effectively prohibits investment adviser executives and other “covered associates” of an investment adviser from making political contributions in excess of de minimis amounts ($350 per election if the contributor is eligible to vote

Two public relations firms have filed documents with the Department of Justice revealing that they provided public relations and media services in the United States for the government of Ecuador without being registered under the Foreign Agents Registration Act (FARA), as that law requires.  These firms are the latest in a long string of law

Celebrities often use their star power to shine a light on otherwise overlooked issues.  Soccer star David Beckham has inadvertently used his celebrity status to highlight a trap for the famous and non-famous alike — local lobbying regulations.  Last Wednesday, The Miami-Dade County Commission on Ethics and Public Trust cleared “Becks” of violating the county’s

Most businesses are careful not to post confidential proprietary information on the public face of their website.  But is there any reason to avoid posting video clips of speeches by public figures at an annual conference that contain no proprietary information?  It turns out there is, if the public figures are candidates for federal office.