Earlier this week, the House Committee on Ethics issued guidance on the House Gift Rule as a reminder of issues that might arise during the holiday season.  Absent an exception, Members and staff are prohibited under the House Gift Rule from accepting any gifts.  The Ethics Committee’s merry guidance focuses on the exceptions and presents a summary of permissible “Holiday Parties and Receptions” and “Other Holiday Gifts.” 

Even though this guidance is focused on holiday-related gifts, any guidance by the Ethics Committee on the nuances of the House Gift Rule and its exceptions provides useful insight for general Gift Rule questions.  For example, the following issues are discussed in this holiday memo with more detail than what is provided in the Committee’s most recent version of its Ethics Manual:

  • Among the list of permissible holiday events, the Committee highlights receptions with food and beverages of “nominal value.”  The memo notes that appetizers and beverages, including alcoholic beverages, are permissible, but full meals and luxury items like caviar are not.  The House Ethics Manual does not address whether alcohol is permissible under this exception, and this is a point on which the Committee generally has not been explicit in the past.  This new guidance is consistent with oral advice provided by the Committee, but it good to see it reiterated in writing.
  • “Widely attended events” are permissible under the Gift Rule, as long as certain requirements are met related to who sends the invitations, the identity and number of attendees, and whether the event relates to the Member’s or employee’s official duties.  On the final element, however, the holiday guidance memo goes slightly further than the Ethics manual and emphasizes that the “widely attended events” exception “does not apply to holiday parties that are purely social in nature and not related to one’s official duties.”
  • The guidance memo states that gifts based on personal friendship are permissible.  One common trap related to this exception is that your definition of a “friend” might not be the same as the Committee’s.  Another trap is that the gift, even if from a friend, needs to be based on personal friendship.  So a gift from a friend with business interests before the recipient could be seen as not based on the friendship.  On this point, the Committee provides an example of a permissible gift from a college roommate to an individual in the House.  One element that makes the gift permissible in the example is that the roommate does not contact the recipient or the recipient’s office on official matters.   The part about contacts with individuals in the recipient’s office beyond the recipient is not found in a similar example in the House Ethics Manual, making the new memo’s description of this exception more narrow.

Though the Committee’s guidance memo provides several useful examples of permissible events and gifts under the House Gift Rule, each situation is different and requires separate analysis.  It is important to seek legal advice before offering anything of value to a government official or employee.

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Photo of Derek Lawlor Derek Lawlor

Derek Lawlor is of counsel in the firm’s Election and Political Law Practice Group. Derek advises corporations, nonprofit organizations, and trade associations on compliance with federal and state lobbying, campaign finance, and government ethics laws.

Clients regularly rely on Derek to assist with…

Derek Lawlor is of counsel in the firm’s Election and Political Law Practice Group. Derek advises corporations, nonprofit organizations, and trade associations on compliance with federal and state lobbying, campaign finance, and government ethics laws.

Clients regularly rely on Derek to assist with their complex questions related to activities and projects that implicate all of these laws. Derek advises federal and state candidates and super PACs on campaign finance and disclosure issues. Derek also represents clients in government investigations and inquiries conducted by the Federal Election Commission, Office of Congressional Ethics, and Congressional Committees and Commissions.

Derek’s representation of clients covers the full range of important political law issues that they face, including:

  • Advising clients on their registration and reporting obligations under the federal Lobbying Disclosure Act, as well as state and local lobbying laws, including helping client organizations evaluate the core questions that arise in this space:
    • Has the organization or any of its employees triggered lobbying registration requirements?
    • What lobbying income, expenditures, issues, or contacts need to be disclosed on lobbying reports?
    • Does procurement or sales activity directed at governmental entities trigger lobbying registration in a particular jurisdiction?
    • What are the best practices for designing a lobbying compliance program?
  • Assisting corporations and trade associations with the establishment and operation of connected PACs, which frequently entails evaluating the following questions:
    • What steps does the organization need to take to start up and register a connected PAC?
    • What are the ongoing reporting requirements under the Federal Election Campaign Act (“FECA”) or state campaign finance laws?
    • Which employees can the organization solicit and what are the rules on conducting a solicitation campaign?
    • What are the limits on making contributions to federal, state, or local candidates, party committees, or other political committees?
    • What are the best practices for designing a PAC compliance program?
  • Evaluating whether a client’s proposed activities might trigger registration under the Foreign Agents Registration Act (“FARA”), and if so, advising on registration and ongoing reporting obligations;
  • Advising federal and state candidates, super PACs, and other political committees on compliance with FECA, FEC regulations and reporting requirements, state campaign finance laws, rules on disclaimers placed on communications, and other political law compliance topics;
  • Counseling individuals who are entering government service, including Senate-confirmed positions, on the various financial disclosure requirements, conflicts of interest considerations, and other ethics law issues they may face;
  • Helping clients establish politically active or policy-focused nonprofit organizations, and proving ongoing support related to tax and political law issues that might arise from their activities; and
  • Advising corporations, nonprofits, and individuals on their proposed donations to candidates, political committees, and other politically active outside groups.

Derek is a Professorial Lecturer in Law at the George Washington University Law School.

Prior to receiving his law degree, Derek worked in the Office of General Counsel at the U.S. House of Representatives.